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Regulation NMS
Results: 1042

#	Item
911	SEC Regulation NMS Hearing – April 21, 2004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-13 15:53:33 Finance Investment Financial regulation Regulation NMS United States Securities and Exchange Commission Order Best execution Short Market data Financial markets Financial economics Stock market
912	TESTIMONY ON REGULATION NMS BEFORE THE SECURITIES AND EXCHANGE COMMISSION Testimony date: Location: Presenter: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-29 12:06:14 Investment Regulation NMS Trading room Order Short Investment banking Alternative Trading Systems U.S. Securities and Exchange Commission Algorithmic trading Financial markets Financial economics Finance
913	Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-29 10:52:45 Finance Stock market Regulation NMS United States Securities and Exchange Commission Futures contract Order Market maker Short New York Stock Exchange Financial economics Financial markets Investment
914	April 9, 2004 TESTIMONY OF SCOTT DESANO ON BEHALF OF FIDELITY MANAGEMENT AND RESEARCH COMPANY AT HEARINGS BEFORE THE SECURITIES AND EXCHANGE COMMISSION ON PROPOSED REGULATION NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-15 17:19:59 Financial markets Stock market Financial services Mathematical finance Order Mutual fund Algorithmic trading Trading room Futures contract Financial economics Investment Finance
915	Microsoft Word - Ameritrade Testimony.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 09:36:06 Business Finance Financial regulation TD Ameritrade Order Regulation NMS Direct access trading Best execution Short Stock market Investment Financial economics
916	OUTLINE OF INTENDED TESTIMONY David A. Herron Chief Executive Officer, Chicago Stock Exchange The Chicago Stock Exchange welcomes the Commission’s willingness to consider possible changes to the current state of the na Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-29 14:25:24 Economics Chicago Stock Exchange Regulation NMS Market Order Short Dark liquidity Securities Exchange Act Financial markets Financial economics Investment
917	SUMMARY OF TESTIMONY OF DANIEL MCCABE PRESIDENT OF BEAR HUNTER STRUCTURED PRODUCTS LLC • Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-29 12:03:14 Investment Business Financial markets Mathematical finance Regulation NMS United States Securities and Exchange Commission New York Stock Exchange Volatility Day trading Stock market Financial economics Finance
918	Microsoft Word - 7004438_2.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-13 15:51:18 Finance Chicago Board Options Exchange Options Price Reporting Authority Market maker Open outcry Regulation NMS Algorithmic trading London Stock Exchange Flash trading Financial markets Financial economics Investment
919	Microsoft Word - 34-55160_Regulation NMS Trading Phase Date Extension_FINAL.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-22 13:38:49 Financial economics Regulation NMS Financial system Securities Exchange Act Finance Self-regulatory organization U.S. Securities and Exchange Commission Regulatory compliance New York Stock Exchange United States Securities and Exchange Commission Financial markets United States securities law
920	John S. Markle Associate General Counsel Ameritrade Holding Corporation 6940 Columbia Gateway Drive, Suite 200 Columbia, Maryland[removed]2128 (direct) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-29 13:38:30 Investment United States Securities and Exchange Commission Economy of the United States Regulation NMS E-Trade U.S. Securities and Exchange Commission Toronto-Dominion Bank TD Ameritrade Financial services

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